-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NF0n4LuS9iTK7rkX+zeSAEIPK0YY4fxI7VW10f2f9fVy1qiqqJRgUlTK+vTKzQdD seyuC+YEe92EB5b36jVHYw== 0000950109-97-001108.txt : 19970222 0000950109-97-001108.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950109-97-001108 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GLATFELTER P H CO CENTRAL INDEX KEY: 0000041719 STANDARD INDUSTRIAL CLASSIFICATION: PAPER MILLS [2621] IRS NUMBER: 230628360 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-10202 FILM NUMBER: 97528925 BUSINESS ADDRESS: STREET 1: 228 S MAIN ST CITY: SPRING GROVE STATE: PA ZIP: 17362 BUSINESS PHONE: 7172254711 MAIL ADDRESS: STREET 2: 228 S MAIN ST CITY: SPRING GROVE STATE: PA ZIP: 17362 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GLATFELTER GEORGE H CENTRAL INDEX KEY: 0000936809 STANDARD INDUSTRIAL CLASSIFICATION: PAPER MILLS [2621] STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 228 S MAIN ST CITY: SPRING GROVE STATE: PA ZIP: 17362 BUSINESS PHONE: 7172254711 MAIL ADDRESS: STREET 1: 1735 MARKET STREET STREET 2: 51ST FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103-7599 SC 13G 1 SCHEDULE 13G -------------------------- OMB APPROVAL -------------------------- UNITED STATES OMB Number: 3235-0145 SECURITIES AND EXCHANGE COMMISSION Expires: October 31, 1994 Washington, DC 20549 Estimated average burden hours per response...14.90 -------------------------- SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* P. H. GLATFELTER COMPANY ------------------------------------------------------------------- (Name of Issuer) Common Stock ------------------------------------------------------------------- (Title of Class of Securities) 377316 10 4 --------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [_]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 pages - --------------------------- -------------------------- CUSIP NO. 377316 10 4 13 G Page 2 of 6 Pages -------------- --- --- - --------------------------- -------------------------- ================================================================================ 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON George H. Glatfelter S.S. # ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States ================================================================================ NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY None OWNED BY ------------------------------------------------------ EACH 6 SHARED VOTING POWER REPORTING PERSON 89,348** WITH ------------------------------------------------------ 7 SOLE DISPOSITIVE POWER None ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 89,348** ================================================================================ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,028,135** - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.5% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ================================================================================ *SEE INSTRUCTION BEFORE FILLING OUT! **See Item 4 below. SCHEDULE 13G Item 1. (a) Name of Issuer: P. H. Glatfelter Company -------------------------------------------------- (b) Address of Issuer's Principal Executive Offices: 228 South Main Street Spring Grove, PA 17362 -------------------------------------------------- Item 2. (a) Name of Person Filing: George H. Glatfelter -------------------------------------------------- (b) Address of Principal Business Office or, if none, Residence: 228 South Main Street Spring Grove, PA 17362 -------------------------------------------------- (c) Citizenship: United States -------------------------------------------------- (d) Title of Class of Securities: Common Stock -------------------------------------------------- (e) CUSIP Number: 377316 10 4 -------------------------------------------------- Page 3 of 6 pages Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d- 2(b), check whether the person filing is a: Not Applicable Item 4. Ownership. Amount Beneficially Owned: 4,028,135 ----------------------------------------------- * Mr. Glatfelter has the right to acquire 3,943,203 of the shares included in this number, of which 4,416 are also included below in the number of shares as to which he exercises shared voting and dispositive power. All shares beneficially owned by Mr. Glatfelter are subject to the P.H. Glatfelter Family Shareholders' Voting Trust dated July 1, 1993, however, Mr. Glatfelter may withdraw any or all of such shares from the Voting Trust subject to certain conditions. Shares beneficially owned by other Glatfelter family members are also subject to the Voting Trust. Percent of Class: 9.5% ----------------------------------------------- Number of shares as to which such person has: (i) sole power to vote or to direct the vote: None --------------------------------------------- (ii) shared power to vote or to direct the vote: 89,348 -------------------------------------------- (iii) sole power to dispose or to direct the disposition of: None -------------------------------------- (iv) shared power to dispose or to direct the disposition of: 89,348 -------------------------------------- Item 5. Ownership of Five Percent or Less of a Class: Not Applicable ------------------------------------------------------------ Page 4 of 6 pages Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable -------------------------------------------------- Item 8. Identification and Classification of Members of the Group: Not Applicable -------------------------------------------------- Item 9. Notice of Dissolution of Group: Not Applicable -------------------------------------------------- Item 10. Certification: Not Applicable Page 5 of 6 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 10, 1997 /s/ GEORGE H. GLATFELTER Date ---------------------------------------------- Signature GEORGE H. GLATFELTER ---------------------------------------------- Name/Title Page 6 of 6 pages -----END PRIVACY-ENHANCED MESSAGE-----